Insider Transactions last 24 months for Total Return Securities, Inc. - NYSE: SWZ
Transactions
All
Buy
Sell
Option Exercise
Filer's Name
Relationship/ Title
Trans.
Date
Trans. Type
Ownership Type
Security Type
Shares
Price
Trans.
Value
Total Shares Owned
Dakos Andrew President and CEO 03/30/2026 AP Indirect COM 5,300 $5.91 $31,312.40 83,319 Dakos Andrew President and CEO 03/27/2026 AP Indirect COM 5,900 $5.92 $34,928.00 78,019 Dakos Andrew President and CEO 03/24/2026 AP Indirect COM 1,000 $5.95 $5,950.00 73,119 Dakos Andrew President and CEO 03/24/2026 AP Indirect COM 5,000 $5.96 $29,800.00 72,119 Goldstein Phillip Secretary 03/18/2026 AP Direct COM 10,000 $5.98 $59,800.00 113,234 Dakos Andrew President and CEO 03/12/2026 AP Indirect COM 3,324 $6.00 $19,944.00 67,119 Dakos Andrew President and CEO 03/11/2026 AP Indirect COM 1,700 $6.00 $10,200.00 63,795 Dakos Andrew President and CEO 03/06/2026 AP Indirect COM 12,500 $5.97 $74,625.00 62,095 Goldstein Phillip Secretary 03/05/2026 AP Direct COM 10,000 $5.99 $59,900.00 103,234 Dakos Andrew President and CEO 03/05/2026 AP Indirect COM 12,000 $6.01 $72,120.00 49,595 Goldstein Phillip Secretary 03/03/2026 AP Direct COM 5,000 $6.01 $30,050.00 93,234 Dakos Andrew President and CEO 03/02/2026 AP Indirect COM 9,918 $5.95 $59,012.10 37,595 Dakos Andrew President and CEO 03/02/2026 AP Indirect COM 5,000 $6.15 $30,750.00 27,677 Dakos Andrew President and CEO 02/27/2026 AP Indirect COM 2,000 $6.20 $12,400.00 22,677 Goldstein Phillip Secretary 02/27/2026 AL Direct COM 68 $6.16 $418.88 88,234 Dakos Andrew President and CEO 02/26/2026 AP Indirect COM 5,000 $6.17 $30,850.00 20,677 Goldstein Phillip Secretary 02/26/2026 AL Direct COM 256 $6.16 $1,576.96 88,166 Dakos Andrew President and CEO 02/24/2026 AP Indirect COM 1,348 $6.17 $8,317.16 15,677 Dakos Andrew President and CEO 02/24/2026 AP Indirect COM 326 $6.14 $2,001.64 14,329 Dakos Andrew President and CEO 02/23/2026 AP Indirect COM 2,000 $6.13 $12,260.00 14,003 Dakos Andrew President and CEO 02/23/2026 AP Indirect COM 2,000 $6.14 $12,280.00 12,003 Goldstein Phillip Director 02/23/2026 AP Direct COM 5,000 $6.13 $30,650.00 87,910 Dakos Andrew President and CEO 02/20/2026 AP Indirect COM 2,817 $6.16 $17,352.72 10,003 Dakos Andrew President and CEO 02/20/2026 AP Indirect COM 183 $6.14 $1,123.62 7,186 Dakos Andrew President and CEO 02/19/2026 AP Indirect COM 4,881 $6.12 $29,871.72 7,003
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Filer's Name
Relationship/ Title
Trans.
Date
Trans. Type
Ownership Type
Security Type
Shares
Price
Trans.
Value
Total Shares Owned
Dakos Andrew President and CEO 03/30/2026 AP Indirect COM 5,300 $5.91 $31,312.40 83,319 Dakos Andrew President and CEO 03/27/2026 AP Indirect COM 5,900 $5.92 $34,928.00 78,019 Dakos Andrew President and CEO 03/24/2026 AP Indirect COM 1,000 $5.95 $5,950.00 73,119 Dakos Andrew President and CEO 03/24/2026 AP Indirect COM 5,000 $5.96 $29,800.00 72,119 Goldstein Phillip Secretary 03/18/2026 AP Direct COM 10,000 $5.98 $59,800.00 113,234 Dakos Andrew President and CEO 03/12/2026 AP Indirect COM 3,324 $6.00 $19,944.00 67,119 Dakos Andrew President and CEO 03/11/2026 AP Indirect COM 1,700 $6.00 $10,200.00 63,795 Dakos Andrew President and CEO 03/06/2026 AP Indirect COM 12,500 $5.97 $74,625.00 62,095 Goldstein Phillip Secretary 03/05/2026 AP Direct COM 10,000 $5.99 $59,900.00 103,234 Dakos Andrew President and CEO 03/05/2026 AP Indirect COM 12,000 $6.01 $72,120.00 49,595 Goldstein Phillip Secretary 03/03/2026 AP Direct COM 5,000 $6.01 $30,050.00 93,234 Dakos Andrew President and CEO 03/02/2026 AP Indirect COM 9,918 $5.95 $59,012.10 37,595 Dakos Andrew President and CEO 03/02/2026 AP Indirect COM 5,000 $6.15 $30,750.00 27,677 Dakos Andrew President and CEO 02/27/2026 AP Indirect COM 2,000 $6.20 $12,400.00 22,677 Goldstein Phillip Secretary 02/27/2026 AL Direct COM 68 $6.16 $418.88 88,234 Dakos Andrew President and CEO 02/26/2026 AP Indirect COM 5,000 $6.17 $30,850.00 20,677 Goldstein Phillip Secretary 02/26/2026 AL Direct COM 256 $6.16 $1,576.96 88,166 Dakos Andrew President and CEO 02/24/2026 AP Indirect COM 1,348 $6.17 $8,317.16 15,677 Dakos Andrew President and CEO 02/24/2026 AP Indirect COM 326 $6.14 $2,001.64 14,329 Dakos Andrew President and CEO 02/23/2026 AP Indirect COM 2,000 $6.13 $12,260.00 14,003 Dakos Andrew President and CEO 02/23/2026 AP Indirect COM 2,000 $6.14 $12,280.00 12,003 Goldstein Phillip Director 02/23/2026 AP Direct COM 5,000 $6.13 $30,650.00 87,910 Dakos Andrew President and CEO 02/20/2026 AP Indirect COM 2,817 $6.16 $17,352.72 10,003 Dakos Andrew President and CEO 02/20/2026 AP Indirect COM 183 $6.14 $1,123.62 7,186 Dakos Andrew President and CEO 02/19/2026 AP Indirect COM 4,881 $6.12 $29,871.72 7,003
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Filer's Name
Relationship/ Title
Trans.
Date
Trans. Type
Ownership Type
Security Type
Shares
Price
Trans.
Value
Total Shares Owned
Das Rajeev P Secretary 01/23/2026 DD Direct COM 166 $6.81 $1,130.46 334 Sell Moritz A Director 01/23/2026 DD Direct COM 3,922 $6.81 $26,708.82 7,878 Dakos Andrew President and CEO 01/23/2026 DD Direct COM 11,675 $6.81 $79,506.75 23,453 Dakos Andrew President and CEO 01/23/2026 DD Indirect COM 997 $6.81 $6,789.57 2,003 Goldstein Phillip Director 01/23/2026 DD Direct COM 31,314 $6.81 $213,248.34 62,910 Hellerman Gerald Director 01/23/2026 DD Direct COM 1,755 $6.81 $11,951.55 3,527 Css Llc/Il Other 12/30/2025 DS Direct COM 196 $6.27 $1,228.92 1,686,971 Css Llc/Il Other 12/30/2025 DS Direct COM 100 $6.26 $625.50 1,687,167 Css Llc/Il Other 12/30/2025 DS Direct COM 7,000 $6.25 $43,750.00 1,687,267 Css Llc/Il Other 12/30/2025 DS Direct COM 4,900 $6.24 $30,576.00 1,694,267 Css Llc/Il Other 12/29/2025 DS Direct COM 3,000 $6.27 $18,810.00 1,699,167 Css Llc/Il Other 12/29/2025 DS Direct COM 3,000 $6.26 $18,780.00 1,702,167 Css Llc/Il Other 12/29/2025 DS Direct COM 1,772 $6.25 $11,075.00 1,705,167 Css Llc/Il Other 12/26/2025 DS Direct COM 2,100 $6.27 $13,167.00 1,706,939 Css Llc/Il Other 12/26/2025 DS Direct COM 598 $6.27 $3,746.47 1,709,039 Css Llc/Il Other 12/26/2025 DS Direct COM 13,402 $6.26 $83,896.52 1,709,637 Css Llc/Il Other 12/26/2025 DS Direct COM 300 $6.26 $1,876.50 1,723,039 Css Llc/Il Other 12/26/2025 DS Direct COM 4,600 $6.25 $28,750.00 1,723,339 Css Llc/Il Other 12/24/2025 DS Direct COM 100 $6.23 $623.00 1,727,939 Css Llc/Il Other 12/24/2025 DS Direct COM 1,000 $6.22 $6,220.00 1,728,039 Css Llc/Il Other 12/23/2025 DS Direct COM 3,000 $6.26 $18,780.00 1,729,039 Css Llc/Il Other 12/23/2025 DS Direct COM 1,400 $6.25 $8,750.00 17,312,039 Css Llc/Il Other 12/23/2025 DS Direct COM 1,000 $6.25 $6,245.00 1,733,439 Css Llc/Il Other 12/22/2025 DS Direct COM 900 $6.26 $5,634.00 1,734,439 Css Llc/Il Other 12/22/2025 DS Direct COM 167 $6.25 $1,043.75 1,735,339
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Filer's Name
Relationship/ Title
Trans.
Date
Trans. Type
Ownership Type
Security Type
Shares
Price
Trans.
Value
Total Shares Owned
Goldstein Phillip Director 12/11/2025 AM Direct COM 80,976 $6.07 $491,524.32 93,224 Das Rajeev P Secretary 12/11/2025 AM Direct COM 468 $6.07 $2,840.76 500 Dakos Andrew President and CEO 12/11/2025 AM Direct COM 35,064 $6.07 $212,838.48 35,128 Sell Moritz A Director 12/11/2025 AM Direct COM 7,400 $6.07 $44,918.00 11,800
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Transaction Type Key
First letter: A = Acquired, D = Disposed
Second letter:
A = Grant, award or other acquisition pursuant to Rule 16b-3(d)
C = Conversion of derivative security |
D = Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) |
E = Expiration of short derivative position |
F = Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. |
G = Gift |
H = Expiration (or cancellation) of long derivative position with value received |
I = Discretionary transaction in accordance with Rule 16b-3(f) |
J = Other |
L = Small acquisition under Rule 16a-6 |
M = Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 |
O = Exercise of out-of-the-money derivative security |
P = Open market or private purchase |
S = Open market or private sale |
U = Disposition pursuant to a tender of shares in a change of control transaction |
W = Acquisition or disposition by will or the laws of descent and distribution |
X = Exercise of in-the-money or at-the-money derivative security |
Z = Deposit into or withdrawal from voting trust
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