Insider Transactions last 24 months for Total Return Securities, Inc.  -  NYSE: SWZ

 
Transactions
All Buy Sell Option Exercise
Filer's Name
Relationship/
Title
Trans.
Date
Trans. Type
Ownership Type
Security Type
Shares
Price
Trans.
Value
Total Shares Owned
Dakos AndrewPresident and CEO03/30/2026APIndirectCOM5,300$5.91$31,312.4083,319
Dakos AndrewPresident and CEO03/27/2026APIndirectCOM5,900$5.92$34,928.0078,019
Dakos AndrewPresident and CEO03/24/2026APIndirectCOM1,000$5.95$5,950.0073,119
Dakos AndrewPresident and CEO03/24/2026APIndirectCOM5,000$5.96$29,800.0072,119
Goldstein PhillipSecretary03/18/2026APDirectCOM10,000$5.98$59,800.00113,234
Dakos AndrewPresident and CEO03/12/2026APIndirectCOM3,324$6.00$19,944.0067,119
Dakos AndrewPresident and CEO03/11/2026APIndirectCOM1,700$6.00$10,200.0063,795
Dakos AndrewPresident and CEO03/06/2026APIndirectCOM12,500$5.97$74,625.0062,095
Goldstein PhillipSecretary03/05/2026APDirectCOM10,000$5.99$59,900.00103,234
Dakos AndrewPresident and CEO03/05/2026APIndirectCOM12,000$6.01$72,120.0049,595
Goldstein PhillipSecretary03/03/2026APDirectCOM5,000$6.01$30,050.0093,234
Dakos AndrewPresident and CEO03/02/2026APIndirectCOM9,918$5.95$59,012.1037,595
Dakos AndrewPresident and CEO03/02/2026APIndirectCOM5,000$6.15$30,750.0027,677
Dakos AndrewPresident and CEO02/27/2026APIndirectCOM2,000$6.20$12,400.0022,677
Goldstein PhillipSecretary02/27/2026ALDirectCOM68$6.16$418.8888,234
Dakos AndrewPresident and CEO02/26/2026APIndirectCOM5,000$6.17$30,850.0020,677
Goldstein PhillipSecretary02/26/2026ALDirectCOM256$6.16$1,576.9688,166
Dakos AndrewPresident and CEO02/24/2026APIndirectCOM1,348$6.17$8,317.1615,677
Dakos AndrewPresident and CEO02/24/2026APIndirectCOM326$6.14$2,001.6414,329
Dakos AndrewPresident and CEO02/23/2026APIndirectCOM2,000$6.13$12,260.0014,003
Dakos AndrewPresident and CEO02/23/2026APIndirectCOM2,000$6.14$12,280.0012,003
Goldstein PhillipDirector02/23/2026APDirectCOM5,000$6.13$30,650.0087,910
Dakos AndrewPresident and CEO02/20/2026APIndirectCOM2,817$6.16$17,352.7210,003
Dakos AndrewPresident and CEO02/20/2026APIndirectCOM183$6.14$1,123.627,186
Dakos AndrewPresident and CEO02/19/2026APIndirectCOM4,881$6.12$29,871.727,003
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Transaction Type Key
First letter: A = Acquired, D = Disposed
Second letter:
A = Grant, award or other acquisition pursuant to Rule 16b-3(d) C = Conversion of derivative security | D = Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | E = Expiration of short derivative position | F = Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. | G = Gift | H = Expiration (or cancellation) of long derivative position with value received | I = Discretionary transaction in accordance with Rule 16b-3(f) | J = Other | L = Small acquisition under Rule 16a-6 | M = Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | O = Exercise of out-of-the-money derivative security | P = Open market or private purchase | S = Open market or private sale | U = Disposition pursuant to a tender of shares in a change of control transaction | W = Acquisition or disposition by will or the laws of descent and distribution | X = Exercise of in-the-money or at-the-money derivative security | Z = Deposit into or withdrawal from voting trust
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