| Transactions | |||
| All | Buy | Sell | Option Exercise |
Filer's Name |
Relationship/ Title |
Trans. Date |
Trans. Type |
Ownership Type |
Security Type |
Shares |
Price |
Trans. Value |
Total Shares Owned |
| Mahmood Nadir | President | 01/15/2026 | DS | Direct | COM | 5,649 | $2.07 | $11,693.43 | 167,727 |
| Hastings Paul J | Chief Executive Officer | 01/15/2026 | DS | Direct | COM | 26,046 | $2.07 | $53,915.22 | 390,023 |
| Hastings Paul J | Chief Executive Officer | 01/06/2026 | AA | Direct | COM | 94,000 | $0.00 | $0.00 | 416,069 |
| Mahmood Nadir | President | 01/06/2026 | AA | Direct | COM | 80,000 | $0.00 | $0.00 | 173,376 |
| Rose Shawn Marshall | See Remarks | 01/06/2026 | AA | Direct | COM | 70,000 | $0.00 | $0.00 | 70,000 |
| Hastings Paul J | Chief Executive Officer | 06/18/2025 | DS | Direct | COM | 1,790 | $1.79 | $3,204.10 | 320,069 |
| Hager Alicia J. | Chief Legal Officer | 01/15/2025 | DS | Direct | COM | 9,584 | $2.20 | $21,084.80 | 146,735 |
| Hastings Paul J | Chief Executive Officer | 01/15/2025 | DS | Direct | COM | 17,378 | $2.20 | $38,231.60 | 319,859 |
| Brandenberger Ralph | Chief Technical Officer | 01/15/2025 | DS | Direct | COM | 7,447 | $2.20 | $16,383.40 | 124,796 |
| Levin Alyssa | See Remarks | 01/15/2025 | DS | Direct | COM | 5,838 | $2.20 | $12,843.60 | 102,662 |
| Shook David | See Remarks | 01/15/2025 | DS | Direct | COM | 8,638 | $2.20 | $19,003.60 | 190,955 |
| Shook David | See Remarks | 08/21/2024 | DA | Direct | COM | 1,352 | $5.11 | $6,908.72 | 138,593 |
| Shook David | See Remarks | 07/15/2024 | AA | Direct | COM | 23,421 | $0.00 | $0.00 | 139,945 |
| Brandenberger Ralph | Chief Technical Officer | 06/18/2024 | DS | Direct | COM | 229 | $5.60 | $1,282.40 | 79,743 |
| Hager Alicia J. | Chief Legal Officer | 06/18/2024 | DS | Direct | COM | 727 | $5.60 | $4,071.20 | 107,215 |
| Shook David | Chief Medical Officer | 06/18/2024 | DS | Direct | COM | 456 | $5.60 | $2,553.60 | 116,524 |
| Hastings Paul J | Chief Executive Officer | 06/18/2024 | DS | Direct | COM | 1,770 | $5.60 | $9,912.00 | 240,737 |
| Trager James | Chief Scientific Officer | 06/18/2024 | DS | Direct | COM | 456 | $5.60 | $2,553.60 | 150,959 |
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Transaction Type Key First letter: A = Acquired, D = Disposed Second letter: A = Grant, award or other acquisition pursuant to Rule 16b-3(d) C = Conversion of derivative security | D = Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | E = Expiration of short derivative position | F = Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. | G = Gift | H = Expiration (or cancellation) of long derivative position with value received | I = Discretionary transaction in accordance with Rule 16b-3(f) | J = Other | L = Small acquisition under Rule 16a-6 | M = Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | O = Exercise of out-of-the-money derivative security | P = Open market or private purchase | S = Open market or private sale | U = Disposition pursuant to a tender of shares in a change of control transaction | W = Acquisition or disposition by will or the laws of descent and distribution | X = Exercise of in-the-money or at-the-money derivative security | Z = Deposit into or withdrawal from voting trust |
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