Insider Transactions last 24 months for Genelux Corporation - NSDQ: GNLX
Transactions
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Option Exercise
Filer's Name
Relationship/ Title
Trans.
Date
Trans. Type
Ownership Type
Security Type
Shares
Price
Trans.
Value
Total Shares Owned
Smalling Ralph Head of Regulatory 09/01/2025 AA Direct COM 10,000 $0.00 $0.00 70,990 Cappello Joseph Chief Technical Officer 08/27/2025 AA Direct COM 107,500 $0.00 $0.00 159,766 Smalling Ralph Head of Regulatory 08/27/2025 AA Direct COM 26,230 $0.00 $0.00 60,990 Yu Yong SVP, Clinical Development 08/27/2025 AA Direct COM 101,480 $0.00 $0.00 150,036 Zindrick Thomas President and CEO 08/27/2025 AA Direct COM 361,200 $0.00 $0.00 554,161 Thomas John Director 08/27/2025 AA Direct COM 22,283 $0.00 $0.00 502,784 Mirabelli Mary Director 08/27/2025 AA Direct COM 22,283 $0.00 $0.00 73,284 Smither John W Director 08/27/2025 AA Direct COM 22,283 $0.00 $0.00 74,994 Tyree James L Director 08/27/2025 AA Direct COM 22,283 $0.00 $0.00 68,074 Thomas John Director 06/06/2025 DG Direct COM 25,000 $0.00 $0.00 480,501 Smalling Ralph Head of Regulatory 05/12/2025 DS Direct COM 1,259 $2.92 $3,676.28 34,760 Cappello Joseph VP, Pharmaceutical Development 05/12/2025 DS Direct COM 4,737 $2.92 $13,832.04 52,266 Yu Yong VP, Clinical Trial Operations 05/12/2025 DS Direct COM 5,579 $2.92 $16,290.68 47,640 Zindrick Thomas President and CEO 05/12/2025 DS Direct COM 10,764 $2.92 $31,430.88 191,447 Ryder Sean General Counsel 05/12/2025 DS Direct COM 4,475 $2.92 $13,067.00 47,621 Zindrick Thomas President and CEO 03/14/2025 AA Direct COM 30,339 $0.00 $0.00 202,211 Ryder Sean General Counsel 03/14/2025 AA Direct COM 10,708 $0.00 $0.00 52,096 Yu Yong VP, Clinical Trial Operations 03/14/2025 AA Direct COM 13,350 $0.00 $0.00 53,219 Cappello Joseph VP, Pharmaceutical Development 03/14/2025 AA Direct COM 13,350 $0.00 $0.00 57,003 Smalling Ralph Head of Regulatory 03/14/2025 AA Direct COM 4,172 $0.00 $0.00 36,019 Tyree James L Director 12/30/2024 DS Direct COM 3,460 $2.46 $8,511.60 45,791 Zindrick Thomas President and CEO 12/18/2024 AA Direct COM 134,500 $0.00 $0.00 171,872 Zak Lourie S. Chief Financial Officer 12/18/2024 AA Direct COM 41,650 $0.00 $0.00 82,452 Cappello Joseph VP, Pharmaceutical Development 12/18/2024 AA Direct COM 29,000 $0.00 $0.00 43,653 Yu Yong VP, Clinical Trial Operations 12/18/2024 AA Direct COM 29,000 $0.00 $0.00 39,869
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Filer's Name
Relationship/ Title
Trans.
Date
Trans. Type
Ownership Type
Security Type
Shares
Price
Trans.
Value
Total Shares Owned
Smalling Ralph Head of Regulatory 09/01/2025 AA Direct COM 10,000 $0.00 $0.00 70,990 Cappello Joseph Chief Technical Officer 08/27/2025 AA Direct COM 107,500 $0.00 $0.00 159,766 Smalling Ralph Head of Regulatory 08/27/2025 AA Direct COM 26,230 $0.00 $0.00 60,990 Yu Yong SVP, Clinical Development 08/27/2025 AA Direct COM 101,480 $0.00 $0.00 150,036 Zindrick Thomas President and CEO 08/27/2025 AA Direct COM 361,200 $0.00 $0.00 554,161 Thomas John Director 08/27/2025 AA Direct COM 22,283 $0.00 $0.00 502,784 Mirabelli Mary Director 08/27/2025 AA Direct COM 22,283 $0.00 $0.00 73,284 Smither John W Director 08/27/2025 AA Direct COM 22,283 $0.00 $0.00 74,994 Tyree James L Director 08/27/2025 AA Direct COM 22,283 $0.00 $0.00 68,074 Zindrick Thomas President and CEO 03/14/2025 AA Direct COM 30,339 $0.00 $0.00 202,211 Ryder Sean General Counsel 03/14/2025 AA Direct COM 10,708 $0.00 $0.00 52,096 Yu Yong VP, Clinical Trial Operations 03/14/2025 AA Direct COM 13,350 $0.00 $0.00 53,219 Cappello Joseph VP, Pharmaceutical Development 03/14/2025 AA Direct COM 13,350 $0.00 $0.00 57,003 Smalling Ralph Head of Regulatory 03/14/2025 AA Direct COM 4,172 $0.00 $0.00 36,019 Zindrick Thomas President and CEO 12/18/2024 AA Direct COM 134,500 $0.00 $0.00 171,872 Zak Lourie S. Chief Financial Officer 12/18/2024 AA Direct COM 41,650 $0.00 $0.00 82,452 Cappello Joseph VP, Pharmaceutical Development 12/18/2024 AA Direct COM 29,000 $0.00 $0.00 43,653 Yu Yong VP, Clinical Trial Operations 12/18/2024 AA Direct COM 29,000 $0.00 $0.00 39,869 Ryder Sean General Counsel 12/18/2024 AA Direct COM 22,000 $0.00 $0.00 41,388 Smalling Ralph Head of Regulatory 12/18/2024 AA Direct COM 15,525 $0.00 $0.00 31,847 Smither John W Director 08/01/2024 AA Direct COM 39,541 $0.00 $0.00 52,711 Thomas John Director 08/01/2024 AA Direct COM 39,541 $0.00 $0.00 505,501 Mirabelli Mary Director 08/01/2024 AA Direct COM 39,541 $0.00 $0.00 52,001 Tyree James L Director 08/01/2024 AA Direct COM 39,541 $0.00 $0.00 49,251 Zak Lourie S. Chief Financial Officer 05/29/2024 AP Direct COM 31,250 $0.00 $0.00 31,250
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Filer's Name
Relationship/ Title
Trans.
Date
Trans. Type
Ownership Type
Security Type
Shares
Price
Trans.
Value
Total Shares Owned
Thomas John Director 06/06/2025 DG Direct COM 25,000 $0.00 $0.00 480,501 Smalling Ralph Head of Regulatory 05/12/2025 DS Direct COM 1,259 $2.92 $3,676.28 34,760 Cappello Joseph VP, Pharmaceutical Development 05/12/2025 DS Direct COM 4,737 $2.92 $13,832.04 52,266 Yu Yong VP, Clinical Trial Operations 05/12/2025 DS Direct COM 5,579 $2.92 $16,290.68 47,640 Zindrick Thomas President and CEO 05/12/2025 DS Direct COM 10,764 $2.92 $31,430.88 191,447 Ryder Sean General Counsel 05/12/2025 DS Direct COM 4,475 $2.92 $13,067.00 47,621 Tyree James L Director 12/30/2024 DS Direct COM 3,460 $2.46 $8,511.60 45,791 Cappello Joseph VP, Pharmaceutical Development 12/16/2024 DS Direct COM 6,300 $2.34 $14,742.00 14,653 Smalling Ralph Head of Regulatory 12/16/2024 DS Direct COM 2,510 $2.34 $5,873.40 16,322 Zak Lourie S. Chief Financial Officer 12/16/2024 DS Direct COM 2,103 $2.34 $4,921.02 40,802 Zindrick Thomas President and CEO 12/16/2024 DS Direct COM 14,315 $2.34 $33,497.10 37,372 Szalay Aladar Other 09/13/2024 DS Indirect COM 33,080 $2.57 $84,946.13 599,821 Szalay Aladar Other 09/12/2024 DS Indirect COM 31,777 $2.73 $86,732.14 632,901 Szalay Aladar Other 09/11/2024 DS Indirect COM 31,376 $2.62 $82,227.08 664,678 Tyree James L Director 09/11/2024 DS Direct COM 1,730 $2.60 $4,498.87 47,521 Szalay Aladar Other 09/10/2024 DS Indirect COM 20,384 $2.51 $51,182.19 696,054 Szalay Aladar Other 09/09/2024 DS Indirect COM 23,383 $2.70 $63,199.57 716,438 Szalay Aladar Other 09/03/2024 DS Indirect COM 42,818 $2.09 $89,613.79 739,821 Szalay Aladar Other 08/30/2024 DS Indirect COM 142,589 $2.17 $309,845.90 782,639 Szalay Aladar Other 08/29/2024 DS Indirect COM 107,045 $1.98 $211,959.80 925,228 Szalay Aladar Other 08/28/2024 DS Indirect COM 15,918 $2.05 $32,604.84 1,032,273 Szalay Aladar Other 08/27/2024 DS Indirect COM 51,630 $2.11 $108,861.86 1,048,191 Szalay Aladar Other 08/23/2024 DS Indirect COM 40,000 $2.29 $91,416.00 1,099,821 Jewett Caroline Head of Quality 06/24/2024 DS Direct COM 4,961 $2.12 $10,517.32 16,174 Szalay Aladar Other 05/15/2024 DS Indirect COM 17,094 $3.66 $62,623.87 1,139,821
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Filer's Name
Relationship/ Title
Trans.
Date
Trans. Type
Ownership Type
Security Type
Shares
Price
Trans.
Value
Total Shares Owned
Yu Yong VP, Clinical Trial Operations 10/24/2023 AM Direct COM 5,200 $6.00 $31,200.00 111,335 Yu Yong VP, Clinical Trial Operations 10/10/2023 AM Direct COM 5,200 $6.00 $31,200.00 111,335
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Transaction Type Key
First letter: A = Acquired, D = Disposed
Second letter:
A = Grant, award or other acquisition pursuant to Rule 16b-3(d)
C = Conversion of derivative security |
D = Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) |
E = Expiration of short derivative position |
F = Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. |
G = Gift |
H = Expiration (or cancellation) of long derivative position with value received |
I = Discretionary transaction in accordance with Rule 16b-3(f) |
J = Other |
L = Small acquisition under Rule 16a-6 |
M = Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 |
O = Exercise of out-of-the-money derivative security |
P = Open market or private purchase |
S = Open market or private sale |
U = Disposition pursuant to a tender of shares in a change of control transaction |
W = Acquisition or disposition by will or the laws of descent and distribution |
X = Exercise of in-the-money or at-the-money derivative security |
Z = Deposit into or withdrawal from voting trust
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