| Transactions | |||
| All | Buy | Sell | Option Exercise |
Filer's Name |
Relationship/ Title |
Trans. Date |
Trans. Type |
Ownership Type |
Security Type |
Shares |
Price |
Trans. Value |
Total Shares Owned |
| Kaplan Matthew D | CEO and President | 11/07/2025 | AP | Direct | COM | 19,650 | $7.64 | $150,126.00 | 142,400 |
| Great Elm Strategic Partnership I, Llc | Other | 09/26/2025 | DS | Direct | COM | 2,313 | $11.45 | $26,483.85 | 1,558,260 |
| Great Elm Strategic Partnership I, Llc | Other | 09/25/2025 | DS | Direct | COM | 1,696 | $11.45 | $19,419.20 | 1,560,573 |
| Great Elm Strategic Partnership I, Llc | Other | 09/23/2025 | DS | Direct | COM | 1,490 | $11.45 | $17,060.50 | 1,562,269 |
| Kaplan Matthew D | CEO and President | 09/23/2025 | DF | Direct | COM | 8,211 | $11.43 | $93,851.73 | 122,750 |
| Kleinman Adam M | CCO and Secretary | 09/23/2025 | DF | Direct | COM | 1,361 | $11.43 | $15,556.23 | 44,597 |
| Davis Keri | CFO | 09/23/2025 | DF | Direct | COM | 2,725 | $11.43 | $31,146.75 | 21,893 |
| Great Elm Strategic Partnership I, Llc | Other | 09/22/2025 | DS | Direct | COM | 48,248 | $11.45 | $552,439.60 | 1,563,759 |
| Great Elm Group, Inc. | Other | 09/20/2025 | DJ | Direct | COM | 63,189 | $0.00 | $0.00 | 1,358,278 |
| Great Elm Strategic Partnership I, Llc | Other | 09/19/2025 | DS | Direct | COM | 14,737 | $11.45 | $168,738.65 | 1,612,007 |
| Great Elm Group, Inc. | Other | 09/19/2025 | DJ | Direct | COM | 16,612 | $0.00 | $0.00 | 1,421,467 |
| Kaplan Matthew D | CEO and President | 09/19/2025 | AA | Direct | COM | 1,055 | $0.00 | $0.00 | 130,961 |
| Kaplan Matthew D | CEO and President | 09/19/2025 | AA | Direct | COM | 37,117 | $0.00 | $0.00 | 129,906 |
| Kleinman Adam M | CCO and Secretary | 09/19/2025 | AA | Direct | COM | 156 | $0.00 | $0.00 | 45,958 |
| Kleinman Adam M | CCO and Secretary | 09/19/2025 | AA | Direct | COM | 5,458 | $0.00 | $0.00 | 45,802 |
| Davis Keri | CFO | 09/19/2025 | AA | Direct | COM | 1,406 | $0.00 | $0.00 | 24,618 |
| Davis Keri | CFO | 09/19/2025 | AA | Direct | COM | 3,820 | $0.00 | $0.00 | 23,212 |
| Great Elm Strategic Partnership I, Llc | Other | 09/18/2025 | DS | Direct | COM | 100 | $11.45 | $1,145.00 | 1,626,744 |
| Great Elm Strategic Partnership I, Llc | Other | 09/15/2025 | DS | Direct | COM | 20,938 | $11.45 | $239,740.10 | 1,626,844 |
| Great Elm Strategic Partnership I, Llc | Other | 08/26/2025 | DS | Direct | COM | 21,472 | $11.20 | $240,486.40 | 1,647,782 |
| Great Elm Strategic Partnership I, Llc | Other | 08/25/2025 | DS | Direct | COM | 25,711 | $11.20 | $287,963.20 | 1,669,254 |
| Great Elm Strategic Partnership I, Llc | Other | 08/22/2025 | DS | Direct | COM | 17,956 | $11.20 | $201,107.20 | 1,694,965 |
| Great Elm Strategic Partnership I, Llc | Other | 08/21/2025 | DS | Direct | COM | 26,705 | $11.20 | $299,096.00 | 1,712,921 |
| Great Elm Strategic Partnership I, Llc | Other | 08/20/2025 | DS | Direct | COM | 7,793 | $11.20 | $87,281.60 | 1,739,626 |
| Great Elm Strategic Partnership I, Llc | Other | 08/18/2025 | DS | Direct | COM | 363 | $11.20 | $4,065.60 | 1,747,419 |
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Transaction Type Key First letter: A = Acquired, D = Disposed Second letter: A = Grant, award or other acquisition pursuant to Rule 16b-3(d) C = Conversion of derivative security | D = Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | E = Expiration of short derivative position | F = Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. | G = Gift | H = Expiration (or cancellation) of long derivative position with value received | I = Discretionary transaction in accordance with Rule 16b-3(f) | J = Other | L = Small acquisition under Rule 16a-6 | M = Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | O = Exercise of out-of-the-money derivative security | P = Open market or private purchase | S = Open market or private sale | U = Disposition pursuant to a tender of shares in a change of control transaction | W = Acquisition or disposition by will or the laws of descent and distribution | X = Exercise of in-the-money or at-the-money derivative security | Z = Deposit into or withdrawal from voting trust |
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