Insider Transactions last 24 months for Caterpillar Inc. - NYSE: CAT
Transactions
All
Buy
Sell
Option Exercise
Filer's Name
Relationship/
Trans.
Trans. Type
Ownership Type
Security Type
Shares
Price
Trans.
Total Shares Owned
Umpleby Iii Donald J Executive Chairman 09/22/2025 DS Direct COM 17,166 $462.65 $7,941,849.90 465,339 Umpleby Iii Donald J Executive Chairman 09/02/2025 DS Direct COM 17,168 $412.87 $7,088,152.16 482,505 Maclennan David Director 08/18/2025 AA Direct COM 500 $407.76 $203,880.00 7,641 Schwab Susan C Director 08/15/2025 DS Direct COM 2,324 $410.00 $952,840.00 6,917 Kaiser Jason Group President 08/11/2025 DS Direct COM 2,161 $417.70 $902,649.70 8,632 Kaiser Jason Group President 08/11/2025 DF Direct COM 1,930 $416.80 $804,424.00 10,793 Kaiser Jason Group President 08/11/2025 AM Direct COM 4,091 $196.70 $804,699.70 12,723 Bonfield Andrew R J Chief Financial Officer 07/17/2025 DF Direct COM 17,796 $416.39 $7,410,076.44 65,422 Bonfield Andrew R J Chief Financial Officer 07/17/2025 AM Direct COM 23,311 $253.98 $5,920,527.78 83,194 Bonfield Andrew R J Chief Financial Officer 07/17/2025 DF Direct COM 9,683 $416.39 $4,031,904.37 59,883 Bonfield Andrew R J Chief Financial Officer 07/17/2025 AM Direct COM 14,186 $196.70 $2,790,386.20 69,566 Johnson Gerald Director 06/11/2025 AA Direct COM 482 $352.53 $169,919.46 3,659 Keene Nazzic S Director 06/11/2025 AA Direct COM 482 $352.53 $169,919.46 512 Maclennan David Director 06/11/2025 AA Direct COM 482 $352.53 $169,919.46 7,141 Marks Judith Fran Director 06/11/2025 AA Direct COM 482 $352.53 $169,919.46 1,717 Schwab Susan C Director 06/11/2025 AA Direct COM 482 $352.53 $169,919.46 9,241 Reed Debra L Director 06/11/2025 AA Direct COM 482 $352.53 $169,919.46 12,876 Wilkins Rayford Jr Director 06/11/2025 AA Direct COM 482 $352.53 $169,919.46 8,123 Fish James C Jr Director 06/11/2025 AA Direct COM 482 $352.53 $169,919.46 4,472 Pambianchi Christine M Chief Human Resources Officer 05/09/2025 AA Direct COM 2,126 $0.00 $0.00 2,126 Creed Joseph E Chief Executive Officer 05/09/2025 AA Direct COM 4,330 $0.00 $0.00 28,157 Maclennan David Director 05/07/2025 AP Direct COM 375 $320.70 $120,262.50 6,653 Johnson Gerald Director 05/02/2025 AP Direct COM 100 $318.48 $31,848.00 3,165 Owens Derek CLO & General Counsel 04/01/2025 DF Direct COM 73 $328.05 $23,947.65 7,031 Bonfield Andrew R J Chief Financial Officer 03/04/2025 DF Direct COM 450 $325.30 $146,385.00 55,380
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Filer's Name
Relationship/
Trans.
Trans. Type
Ownership Type
Security Type
Shares
Price
Trans.
Total Shares Owned
Maclennan David Director 08/18/2025 AA Direct COM 500 $407.76 $203,880.00 7,641 Johnson Gerald Director 06/11/2025 AA Direct COM 482 $352.53 $169,919.46 3,659 Keene Nazzic S Director 06/11/2025 AA Direct COM 482 $352.53 $169,919.46 512 Maclennan David Director 06/11/2025 AA Direct COM 482 $352.53 $169,919.46 7,141 Marks Judith Fran Director 06/11/2025 AA Direct COM 482 $352.53 $169,919.46 1,717 Schwab Susan C Director 06/11/2025 AA Direct COM 482 $352.53 $169,919.46 9,241 Reed Debra L Director 06/11/2025 AA Direct COM 482 $352.53 $169,919.46 12,876 Wilkins Rayford Jr Director 06/11/2025 AA Direct COM 482 $352.53 $169,919.46 8,123 Fish James C Jr Director 06/11/2025 AA Direct COM 482 $352.53 $169,919.46 4,472 Pambianchi Christine M Chief Human Resources Officer 05/09/2025 AA Direct COM 2,126 $0.00 $0.00 2,126 Creed Joseph E Chief Executive Officer 05/09/2025 AA Direct COM 4,330 $0.00 $0.00 28,157 Maclennan David Director 05/07/2025 AP Direct COM 375 $320.70 $120,262.50 6,653 Johnson Gerald Director 05/02/2025 AP Direct COM 100 $318.48 $31,848.00 3,165 Bonfield Andrew R J Chief Financial Officer 03/03/2025 AA Direct COM 3,565 $0.00 $0.00 55,830 Creed Joseph E Chief Operating Officer 03/03/2025 AA Direct COM 5,093 $0.00 $0.00 24,516 De Lange Bob Group President 03/03/2025 AA Direct COM 2,692 $0.00 $0.00 79,946 Johnson Denise C Group President 03/03/2025 AA Direct COM 2,692 $0.00 $0.00 44,066 Owens Derek CLO & General Counsel 03/03/2025 AA Direct COM 2,692 $0.00 $0.00 7,311 Schaupp William E Chief Accounting Officer 03/03/2025 AA Direct COM 226 $0.00 $0.00 2,539 Umpleby Iii Donald J Chief Executive Officer 03/03/2025 AA Direct COM 12,733 $0.00 $0.00 501,041 Fassino Anthony D. Group President 03/03/2025 AA Direct COM 2,692 $0.00 $0.00 41,603 Kaiser Jason Group President 03/03/2025 AA Direct COM 2,692 $0.00 $0.00 8,978 Bonfield Andrew R J Chief Financial Officer 02/11/2025 AA Direct COM 11,775 $0.00 $0.00 56,957 Creed Joseph E Chief Operating Officer 02/11/2025 AA Direct COM 10 $0.00 $0.00 22,897 De Lange Bob Group President 02/11/2025 AA Direct COM 9,901 $0.00 $0.00 80,820
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Filer's Name
Relationship/
Trans.
Trans. Type
Ownership Type
Security Type
Shares
Price
Trans.
Total Shares Owned
Umpleby Iii Donald J Executive Chairman 09/22/2025 DS Direct COM 17,166 $462.65 $7,941,849.90 465,339 Umpleby Iii Donald J Executive Chairman 09/02/2025 DS Direct COM 17,168 $412.87 $7,088,152.16 482,505 Schwab Susan C Director 08/15/2025 DS Direct COM 2,324 $410.00 $952,840.00 6,917 Kaiser Jason Group President 08/11/2025 DS Direct COM 2,161 $417.70 $902,649.70 8,632 Kaiser Jason Group President 08/11/2025 DF Direct COM 1,930 $416.80 $804,424.00 10,793 Bonfield Andrew R J Chief Financial Officer 07/17/2025 DF Direct COM 17,796 $416.39 $7,410,076.44 65,422 Bonfield Andrew R J Chief Financial Officer 07/17/2025 DF Direct COM 9,683 $416.39 $4,031,904.37 59,883 Owens Derek CLO & General Counsel 04/01/2025 DF Direct COM 73 $328.05 $23,947.65 7,031 Bonfield Andrew R J Chief Financial Officer 03/04/2025 DF Direct COM 450 $325.30 $146,385.00 55,380 Johnson Cheryl H Chief Human Resources Officer 03/04/2025 DF Direct COM 232 $325.30 $75,469.60 15,255 Creed Joseph E Chief Operating Officer 03/04/2025 DF Direct COM 689 $325.30 $224,131.70 23,827 De Lange Bob Group President 03/04/2025 DF Direct COM 343 $325.30 $111,577.90 79,603 Johnson Denise C Group President 03/04/2025 DF Direct COM 343 $325.30 $111,577.90 43,723 Owens Derek CLO & General Counsel 03/04/2025 DF Direct COM 207 $325.30 $67,337.10 7,104 Schaupp William E Chief Accounting Officer 03/04/2025 DF Direct COM 19 $325.30 $6,180.70 2,520 Umpleby Iii Donald J Chief Executive Officer 03/04/2025 DF Direct COM 1,528 $325.30 $497,058.40 499,513 Fassino Anthony D. Group President 03/04/2025 DF Direct COM 404 $325.30 $131,421.20 41,199 Kaiser Jason Group President 03/04/2025 DF Direct COM 364 $325.30 $118,409.20 8,614 Kaiser Jason Group President 02/18/2025 DS Direct COM 2,425 $354.70 $860,147.50 6,275 Bonfield Andrew R J Chief Financial Officer 02/11/2025 DF Direct COM 4,706 $362.70 $1,706,866.20 52,251 Creed Joseph E Chief Operating Officer 02/11/2025 DF Direct COM 3,495 $362.70 $1,267,636.50 19,402 De Lange Bob Group President 02/11/2025 DF Direct COM 3,850 $362.70 $1,396,395.00 76,970 Fassino Anthony D. Group President 02/11/2025 DF Direct COM 4,162 $362.70 $1,509,557.40 38,779 Johnson Denise C Group President 02/11/2025 DF Direct COM 3,742 $362.70 $1,357,223.40 41,342 Johnson Cheryl H Chief Human Resources Officer 02/11/2025 DF Direct COM 919 $362.70 $333,321.30 15,435
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Filer's Name
Relationship/
Trans.
Trans. Type
Ownership Type
Security Type
Shares
Price
Trans.
Total Shares Owned
Kaiser Jason Group President 08/11/2025 AM Direct COM 4,091 $196.70 $804,699.70 12,723 Bonfield Andrew R J Chief Financial Officer 07/17/2025 AM Direct COM 23,311 $253.98 $5,920,527.78 83,194 Bonfield Andrew R J Chief Financial Officer 07/17/2025 AM Direct COM 14,186 $196.70 $2,790,386.20 69,566 Fassino Anthony D. Group President 11/29/2024 AM Direct COM 9,133 $127.60 $1,165,370.80 42,698 De Lange Bob Group President 11/07/2024 AM Direct COM 20,000 $151.12 $3,022,400.00 91,107 Umpleby Iii Donald J Chairman & CEO 11/07/2024 AM Direct COM 87,053 $196.70 $17,123,325.10 526,102 Fassino Anthony D. Group President 11/06/2024 AM Direct COM 8,000 $127.60 $1,020,800.00 41,422 Schaupp William E Chief Accounting Officer 11/01/2024 AM Direct COM 2,000 $196.70 $393,400.00 3,686 Fassino Anthony D. Group President 08/30/2024 AM Direct COM 5,000 $127.60 $638,000.00 38,442 De Lange Bob Group President 05/13/2024 AM Direct COM 29,834 $95.66 $2,853,920.44 100,949 De Lange Bob Group President 05/13/2024 AM Direct COM 717 $74.77 $53,610.09 71,488 Bonfield Andrew R J Chief Financial Officer 03/07/2024 AM Direct COM 14,186 $196.70 $2,790,386.20 75,755 Bonfield Andrew R J Chief Financial Officer 03/07/2024 AM Direct COM 15,393 $219.76 $3,382,765.68 73,707 Fassino Anthony D. Group President 02/28/2024 AM Direct COM 7,881 $138.35 $1,090,336.35 31,355 Fassino Anthony D. Group President 02/22/2024 AM Direct COM 7,880 $138.35 $1,090,198.00 38,269 Fassino Anthony D. Group President 02/15/2024 AM Direct COM 14,073 $151.12 $2,126,711.76 44,434 De Lange Bob Group President 02/07/2024 AM Direct COM 30,000 $95.66 $2,869,800.00 91,092 Umpleby Iii Donald J Chairman and CEO 12/18/2023 AM Direct COM 75,701 $127.60 $9,659,447.60 447,857 Umpleby Iii Donald J Chairman and CEO 12/18/2023 AM Direct COM 163,615 $138.35 $22,636,135.25 487,522 Umpleby Iii Donald J Chairman and CEO 12/18/2023 AM Direct COM 182,944 $151.12 $27,646,497.28 457,374
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Transaction Type Key A = Acquired, D = Disposed A = Grant, award or other acquisition pursuant to Rule 16b-3(d)
C = Conversion of derivative security |
D = Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) |
E = Expiration of short derivative position |
F = Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. |
G = Gift |
H = Expiration (or cancellation) of long derivative position with value received |
I = Discretionary transaction in accordance with Rule 16b-3(f) |
J = Other |
L = Small acquisition under Rule 16a-6 |
M = Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 |
O = Exercise of out-of-the-money derivative security |
P = Open market or private purchase |
S = Open market or private sale |
U = Disposition pursuant to a tender of shares in a change of control transaction |
W = Acquisition or disposition by will or the laws of descent and distribution |
X = Exercise of in-the-money or at-the-money derivative security |
Z = Deposit into or withdrawal from voting trust
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