Insider Transactions last 24 months for Caterpillar Inc. - NYSE: CAT
Transactions
All
Buy
Sell
Option Exercise
Filer's Name
Relationship/ Title
Trans.
Date
Trans. Type
Ownership Type
Security Type
Shares
Price
Trans.
Value
Total Shares Owned
Creed Joseph E Chief Executive Officer 03/05/2026 DS Direct COM 120 $721.00 $86,520.00 35,083 Creed Joseph E Chief Executive Officer 03/05/2026 DS Direct COM 575 $720.10 $414,057.50 35,203 Creed Joseph E Chief Executive Officer 03/05/2026 DS Direct COM 585 $719.39 $420,843.15 35,778 Creed Joseph E Chief Executive Officer 03/05/2026 DS Direct COM 800 $718.44 $574,752.00 36,363 Creed Joseph E Chief Executive Officer 03/05/2026 DS Direct COM 420 $717.01 $301,144.20 37,163 Bonfield Andrew R J Chief Financial Officer 03/04/2026 DF Direct COM 449 $738.42 $331,550.58 52,935 De Lange Bob Group President 03/04/2026 DF Direct COM 393 $738.42 $290,199.06 86,029 Johnson Denise C Group President 03/04/2026 DF Direct COM 346 $738.42 $255,493.32 49,825 Fassino Anthony D. Group President 03/04/2026 DF Direct COM 346 $738.42 $255,493.32 46,041 Kaiser Jason Group President 03/04/2026 DF Direct COM 368 $738.42 $271,738.56 9,594 Creed Joseph E Chief Executive Officer 03/04/2026 DF Direct COM 696 $738.42 $513,940.32 37,583 Owens Derek Chief Legal Officer 03/04/2026 DF Direct COM 338 $738.42 $249,585.96 8,203 Schaupp William E Chief Accounting Officer 03/04/2026 DF Direct COM 19 $738.42 $14,029.98 890 Shurman Rodney Michael Group President 03/04/2026 DF Direct COM 117 $738.42 $86,395.14 2,546 Umpleby Iii Donald J Executive Chairman 03/04/2026 DF Direct COM 1,546 $738.42 $1,141,597.32 464,199 Creed Joseph E CEO 03/03/2026 DF Direct COM 676 $719.13 $486,131.88 38,279 Bonfield Andrew R J Chief Financial Officer 03/03/2026 DF Direct COM 445 $719.13 $320,012.85 53,384 De Lange Bob Group President 03/03/2026 DF Direct COM 382 $719.13 $274,707.66 86,422 Fassino Anthony D. Group President 03/03/2026 DF Direct COM 337 $719.13 $242,346.81 46,387 Kaiser Jason Group President 03/03/2026 DF Direct COM 358 $719.13 $257,448.54 9,962 Johnson Denise C Group President 03/03/2026 DF Direct COM 337 $719.13 $242,346.81 50,171 Owens Derek CLO & General Counsel 03/03/2026 DF Direct COM 310 $719.13 $222,930.30 8,541 Shurman Rodney Michael Group President 03/03/2026 DF Direct COM 100 $719.13 $71,913.00 2,663 Schaupp William E Chief Accounting Officer 03/03/2026 DF Direct COM 18 $719.13 $12,944.34 909 Umpleby Iii Donald J Executive Chairman 03/03/2026 DF Direct COM 1,591 $719.13 $1,144,135.83 465,745
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Filer's Name
Relationship/ Title
Trans.
Date
Trans. Type
Ownership Type
Security Type
Shares
Price
Trans.
Value
Total Shares Owned
Creed Joseph E CEO 03/02/2026 AA Direct COM 4,950 $0.00 $0.00 38,955 Bonfield Andrew R J Chief Financial Officer 03/02/2026 AA Direct COM 1,749 $0.00 $0.00 53,829 De Lange Bob Group President 03/02/2026 AA Direct COM 1,650 $0.00 $0.00 86,804 Kaiser Jason Group President 03/02/2026 AA Direct COM 1,650 $0.00 $0.00 10,320 Johnson Denise C Group President 03/02/2026 AA Direct COM 1,650 $0.00 $0.00 50,508 Owens Derek CLO & General Counsel 03/02/2026 AA Direct COM 1,386 $0.00 $0.00 8,851 Pambianchi Christine M Chief Human Resources Officer 03/02/2026 AA Direct COM 1,155 $0.00 $0.00 3,307 Shurman Rodney Michael Group President 03/02/2026 AA Direct COM 1,320 $0.00 $0.00 2,763 Schaupp William E Chief Accounting Officer 03/02/2026 AA Direct COM 102 $0.00 $0.00 927 Fassino Anthony D. Group President 02/10/2026 AA Direct COM 9,055 $0.00 $0.00 50,206 Kaiser Jason Group President 02/10/2026 AA Direct COM 2,469 $0.00 $0.00 11,130 Owens Derek Chief Legal Officer 02/10/2026 AA Direct COM 514 $0.00 $0.00 7,590 Schaupp William E Chief Accounting Officer 02/10/2026 AA Direct COM 638 $0.00 $0.00 1,962 Shurman Rodney Michael Group President 02/10/2026 AA Direct COM 2,469 $0.00 $0.00 4,091 Umpleby Iii Donald J Executive Chairman 02/10/2026 AA Direct COM 34,986 $0.00 $0.00 480,865 Bonfield Andrew R J Chief Financial Officer 02/10/2026 AA Direct COM 10,907 $0.00 $0.00 56,367 Creed Joseph E Chief Executive Officer 02/10/2026 AA Direct COM 9,055 $0.00 $0.00 37,346 Johnson Denise C Group President 02/10/2026 AA Direct COM 9,055 $0.00 $0.00 52,405 De Lange Bob Group President 02/10/2026 AA Direct COM 9,055 $0.00 $0.00 89,008 Maclennan David Director 08/18/2025 AA Direct COM 500 $407.76 $203,880.00 7,641 Johnson Gerald Director 06/11/2025 AA Direct COM 482 $352.53 $169,919.46 3,659 Keene Nazzic S Director 06/11/2025 AA Direct COM 482 $352.53 $169,919.46 512 Maclennan David Director 06/11/2025 AA Direct COM 482 $352.53 $169,919.46 7,141 Marks Judith Fran Director 06/11/2025 AA Direct COM 482 $352.53 $169,919.46 1,717 Schwab Susan C Director 06/11/2025 AA Direct COM 482 $352.53 $169,919.46 9,241
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Filer's Name
Relationship/ Title
Trans.
Date
Trans. Type
Ownership Type
Security Type
Shares
Price
Trans.
Value
Total Shares Owned
Creed Joseph E Chief Executive Officer 03/05/2026 DS Direct COM 120 $721.00 $86,520.00 35,083 Creed Joseph E Chief Executive Officer 03/05/2026 DS Direct COM 575 $720.10 $414,057.50 35,203 Creed Joseph E Chief Executive Officer 03/05/2026 DS Direct COM 585 $719.39 $420,843.15 35,778 Creed Joseph E Chief Executive Officer 03/05/2026 DS Direct COM 800 $718.44 $574,752.00 36,363 Creed Joseph E Chief Executive Officer 03/05/2026 DS Direct COM 420 $717.01 $301,144.20 37,163 Bonfield Andrew R J Chief Financial Officer 03/04/2026 DF Direct COM 449 $738.42 $331,550.58 52,935 De Lange Bob Group President 03/04/2026 DF Direct COM 393 $738.42 $290,199.06 86,029 Johnson Denise C Group President 03/04/2026 DF Direct COM 346 $738.42 $255,493.32 49,825 Fassino Anthony D. Group President 03/04/2026 DF Direct COM 346 $738.42 $255,493.32 46,041 Kaiser Jason Group President 03/04/2026 DF Direct COM 368 $738.42 $271,738.56 9,594 Creed Joseph E Chief Executive Officer 03/04/2026 DF Direct COM 696 $738.42 $513,940.32 37,583 Owens Derek Chief Legal Officer 03/04/2026 DF Direct COM 338 $738.42 $249,585.96 8,203 Schaupp William E Chief Accounting Officer 03/04/2026 DF Direct COM 19 $738.42 $14,029.98 890 Shurman Rodney Michael Group President 03/04/2026 DF Direct COM 117 $738.42 $86,395.14 2,546 Umpleby Iii Donald J Executive Chairman 03/04/2026 DF Direct COM 1,546 $738.42 $1,141,597.32 464,199 Creed Joseph E CEO 03/03/2026 DF Direct COM 676 $719.13 $486,131.88 38,279 Bonfield Andrew R J Chief Financial Officer 03/03/2026 DF Direct COM 445 $719.13 $320,012.85 53,384 De Lange Bob Group President 03/03/2026 DF Direct COM 382 $719.13 $274,707.66 86,422 Fassino Anthony D. Group President 03/03/2026 DF Direct COM 337 $719.13 $242,346.81 46,387 Kaiser Jason Group President 03/03/2026 DF Direct COM 358 $719.13 $257,448.54 9,962 Johnson Denise C Group President 03/03/2026 DF Direct COM 337 $719.13 $242,346.81 50,171 Owens Derek CLO & General Counsel 03/03/2026 DF Direct COM 310 $719.13 $222,930.30 8,541 Shurman Rodney Michael Group President 03/03/2026 DF Direct COM 100 $719.13 $71,913.00 2,663 Schaupp William E Chief Accounting Officer 03/03/2026 DF Direct COM 18 $719.13 $12,944.34 909 Umpleby Iii Donald J Executive Chairman 03/03/2026 DF Direct COM 1,591 $719.13 $1,144,135.83 465,745
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Filer's Name
Relationship/ Title
Trans.
Date
Trans. Type
Ownership Type
Security Type
Shares
Price
Trans.
Value
Total Shares Owned
Shurman Rodney Michael Group President 02/23/2026 AM Direct COM 2,278 $253.98 $578,566.44 3,721 Fassino Anthony D. Group President 02/13/2026 AM Direct COM 11,000 $219.76 $2,417,360.00 57,643 De Lange Bob Group President 02/11/2026 AM Direct COM 15,000 $127.60 $1,914,000.00 99,997 Fassino Anthony D. Group President 02/06/2026 AM Direct COM 8,288 $196.70 $1,630,249.60 49,439 De Lange Bob Group President 02/06/2026 AM Direct COM 28,034 $138.35 $3,878,503.90 107,987 De Lange Bob Group President 02/04/2026 AM Direct COM 20,000 $138.35 $2,767,000.00 99,953 De Lange Bob Group President 02/02/2026 AM Direct COM 20,512 $151.12 $3,099,773.44 100,465 Fassino Anthony D. Group President 02/02/2026 AM Direct COM 15,000 $196.70 $2,950,500.00 56,151 Johnson Denise C Group President 02/02/2026 AM Direct COM 45,291 $219.76 $9,953,150.16 86,641 Johnson Denise C Group President 02/02/2026 AM Direct COM 11,810 $196.70 $2,323,027.00 55,160 Kaiser Jason Group President 11/11/2025 AM Direct COM 8,000 $196.70 $1,573,600.00 16,649 Kaiser Jason Group President 11/11/2025 AM Direct COM 8,881 $219.76 $1,951,688.56 17,530 Fassino Anthony D. Group President 11/10/2025 AM Direct COM 12,500 $196.70 $2,458,750.00 54,012 Kaiser Jason Group President 08/11/2025 AM Direct COM 4,091 $196.70 $804,699.70 12,723 Bonfield Andrew R J Chief Financial Officer 07/17/2025 AM Direct COM 23,311 $253.98 $5,920,527.78 83,194 Bonfield Andrew R J Chief Financial Officer 07/17/2025 AM Direct COM 14,186 $196.70 $2,790,386.20 69,566 Fassino Anthony D. Group President 11/29/2024 AM Direct COM 9,133 $127.60 $1,165,370.80 42,698 De Lange Bob Group President 11/07/2024 AM Direct COM 20,000 $151.12 $3,022,400.00 91,107 Umpleby Iii Donald J Chairman & CEO 11/07/2024 AM Direct COM 87,053 $196.70 $17,123,325.10 526,102 Fassino Anthony D. Group President 11/06/2024 AM Direct COM 8,000 $127.60 $1,020,800.00 41,422 Schaupp William E Chief Accounting Officer 11/01/2024 AM Direct COM 2,000 $196.70 $393,400.00 3,686 Fassino Anthony D. Group President 08/30/2024 AM Direct COM 5,000 $127.60 $638,000.00 38,442 De Lange Bob Group President 05/13/2024 AM Direct COM 29,834 $95.66 $2,853,920.44 100,949 De Lange Bob Group President 05/13/2024 AM Direct COM 717 $74.77 $53,610.09 71,488
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Transaction Type Key
First letter: A = Acquired, D = Disposed
Second letter:
A = Grant, award or other acquisition pursuant to Rule 16b-3(d)
C = Conversion of derivative security |
D = Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) |
E = Expiration of short derivative position |
F = Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. |
G = Gift |
H = Expiration (or cancellation) of long derivative position with value received |
I = Discretionary transaction in accordance with Rule 16b-3(f) |
J = Other |
L = Small acquisition under Rule 16a-6 |
M = Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 |
O = Exercise of out-of-the-money derivative security |
P = Open market or private purchase |
S = Open market or private sale |
U = Disposition pursuant to a tender of shares in a change of control transaction |
W = Acquisition or disposition by will or the laws of descent and distribution |
X = Exercise of in-the-money or at-the-money derivative security |
Z = Deposit into or withdrawal from voting trust
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