Insider: Musunuri Shankar Chief Executive Officer - Ocugen, Inc.
| Company Holdings |
| Direct | Indirect Ownership | Total | |
| Shares | 2,190,073 | 1,145,299 | 3,335,372 |
| Value | $3,876,429.21 | $2,027,179.23 | $5,903,608.44 |
Trans. Date |
Trans. Type |
Shares |
Ownership Type |
Issue Type |
Price |
Trans. Value |
Total Shares Owned |
|---|---|---|---|---|---|---|---|
| 02/16/2023 | DDS | 100,000 | Direct | COM | $1.08 | $108,000.00 | 2,190,073 |
| 01/17/2023 | DDS | 100,000 | Direct | COM | $1.28 | $128,000.00 | 2,227,950 |
| 12/16/2022 | DDS | 95,809 | Direct | COM | $1.43 | $137,006.87 | 752,540 |
| 10/14/2022 | DDS | 100,000 | Direct | COM | $1.66 | $166,000.00 | 752,540 |
| 07/14/2022 | DDS | 150,000 | Direct | COM | $2.72 | $408,000.00 | 752,540 |
| 05/13/2022 | DDS | 125,000 | Direct | COM | $1.92 | $240,000.00 | 752,540 |
| 03/16/2022 | DDS | 81,823 | Direct | COM | $2.65 | $216,830.95 | 752,540 |
| 02/14/2022 | DDS | 90,000 | Direct | COM | $3.74 | $336,600.00 | 752,540 |
| 12/16/2021 | DDS | 115,000 | Indirect | COM | $5.22 | $600,300.00 | 1,145,299 |
| 11/16/2021 | DDS | 115,000 | Indirect | COM | $8.04 | $924,600.00 | 1,260,299 |
| 11/01/2021 | DDS | 115,367 | Direct | COM | $14.15 | $1,632,443.05 | 406,000 |
| 10/15/2021 | DDS | 125,000 | Direct | COM | $9.80 | $1,225,000.00 | 406,000 |
| 09/15/2021 | DDS | 125,000 | Direct | COM | $7.52 | $940,000.00 | 406,000 |
| 05/03/2021 | DDS | 195,809 | Direct | COM | $14.24 | $2,788,320.16 | 406,000 |
| 12/12/2019 | AAP | 143,000 | Direct | COM | $0.35 | $50,050.00 | 406,000 |
| 12/11/2019 | AAP | 263,000 | Direct | COM | $0.41 | $107,830.00 | 263,000 |
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Transaction Type Key First letter: A = Acquired, D = Disposed Second letter: A = Grant, award or other acquisition pursuant to Rule 16b-3(d) C = Conversion of derivative security | D = Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | E = Expiration of short derivative position | F = Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. | G = Gift | H = Expiration (or cancellation) of long derivative position with value received | I = Discretionary transaction in accordance with Rule 16b-3(f) | J = Other | L = Small acquisition under Rule 16a-6 | M = Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | O = Exercise of out-of-the-money derivative security | P = Open market or private purchase | S = Open market or private sale | U = Disposition pursuant to a tender of shares in a change of control transaction | W = Acquisition or disposition by will or the laws of descent and distribution | X = Exercise of in-the-money or at-the-money derivative security | Z = Deposit into or withdrawal from voting trust |
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