Insider: CHEN JESSE Director - AXT INC
| Company Holdings |
| Direct | Indirect Ownership | Total | |
| Shares | 107,520 | 0 | 107,520 |
| Value | $516,096.00 | $0.00 | $516,096.00 |
Trans. Date |
Trans. Type |
Shares |
Ownership Type |
Issue Type |
Price |
Trans. Value |
Total Shares Owned |
|---|---|---|---|---|---|---|---|
| 02/28/2023 | DDS | 7,500 | Direct | COM | $4.45 | $33,375.00 | 107,520 |
| 02/26/2021 | DDS | 10,000 | Direct | COM | $13.09 | $130,900.00 | 93,056 |
| 02/24/2021 | DDS | 10,000 | Direct | COM | $13.39 | $133,900.00 | 103,056 |
| 02/23/2021 | DDS | 10,000 | Direct | COM | $13.69 | $136,900.00 | 113,056 |
| 05/29/2020 | DDS | 10,000 | Direct | COM | $5.33 | $53,300.00 | 133,056 |
| 05/21/2020 | DDS | 10,000 | Direct | COM | $5.56 | $55,600.00 | 132,147 |
| 11/22/2016 | DDS | 16,388 | Direct | COM | $5.30 | $86,856.40 | 127,278 |
| 11/21/2016 | DDS | 39,593 | Direct | COM | $5.30 | $209,842.90 | 143,666 |
| 11/16/2016 | DDS | 26,000 | Direct | COM | $5.15 | $133,900.00 | 183,259 |
| 08/11/2010 | AAP | 11,834 | Direct | COM | $5.24 | $62,010.16 | 130,787 |
| 11/03/2009 | AAP | 14,166 | Direct | COM | $2.16 | $30,598.56 | 109,944 |
| 11/24/2008 | AAP | 8,468 | Direct | COM | $0.88 | $7,451.84 | 73,051 |
| 11/21/2008 | AAP | 1,532 | Direct | COM | $0.88 | $1,348.16 | 64,583 |
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Transaction Type Key First letter: A = Acquired, D = Disposed Second letter: A = Grant, award or other acquisition pursuant to Rule 16b-3(d) C = Conversion of derivative security | D = Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | E = Expiration of short derivative position | F = Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. | G = Gift | H = Expiration (or cancellation) of long derivative position with value received | I = Discretionary transaction in accordance with Rule 16b-3(f) | J = Other | L = Small acquisition under Rule 16a-6 | M = Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | O = Exercise of out-of-the-money derivative security | P = Open market or private purchase | S = Open market or private sale | U = Disposition pursuant to a tender of shares in a change of control transaction | W = Acquisition or disposition by will or the laws of descent and distribution | X = Exercise of in-the-money or at-the-money derivative security | Z = Deposit into or withdrawal from voting trust |
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