| Company Holdings | All | GBDC | LKQ |
| Direct | Indirect Ownership | Total | |
| Shares | 257,370 | 747,589 | 1,004,959 |
| Value | $5,115,347.78 | $16,921,395.53 | $22,036,743.31 |
Ticker |
Trans. Date |
Trans. Type |
Shares |
Ownership Type |
Issue Type |
Price |
Trans. Value |
Total Shares Owned |
|---|---|---|---|---|---|---|---|---|
| GBDC | 05/15/2020 | AAP | 13,100 | Indirect | COM | $9.17 | $120,127.00 | 268,117 |
| GBDC | 03/12/2020 | AAP | 6,500 | Indirect | COM | $15.26 | $99,178.95 | 204,014 |
| GBDC | 03/10/2020 | AAP | 6,000 | Indirect | COM | $16.35 | $98,070.00 | 197,514 |
| GBDC | 02/27/2018 | AAP | 17,898 | Indirect | COM | $18.05 | $323,003.42 | 191,514 |
| GBDC | 02/26/2018 | AAP | 19,674 | Indirect | COM | $18.10 | $356,099.40 | 173,616 |
| GBDC | 02/23/2018 | AAP | 326 | Indirect | COM | $18.10 | $5,900.60 | 153,942 |
| GBDC | 02/20/2018 | AAP | 15,468 | Indirect | COM | $18.09 | $279,816.12 | 153,616 |
| GBDC | 02/12/2018 | AAP | 1,634 | Direct | COM | $17.96 | $29,346.64 | 138,148 |
| LKQ | 12/08/2017 | DDS | 100,000 | Direct | COM | $40.02 | $4,001,840.00 | 119,222 |
| GBDC | 09/01/2017 | AAP | 5,000 | Direct | COM | $18.46 | $92,297.50 | 136,514 |
| LKQ | 03/07/2016 | AAP | 2,500 | Direct | COM | $30.34 | $75,841.75 | 397,150 |
| GBDC | 04/10/2015 | AAP | 5,000 | Direct | COM | $17.42 | $87,100.00 | 87,521 |
| LKQ | 11/06/2014 | DDS | 80,000 | Direct | COM | $28.87 | $2,309,872.00 | 405,869 |
| GBDC | 09/12/2013 | AAP | 10,000 | Direct | COM | $16.95 | $169,500.00 | 72,497 |
| GBDC | 10/16/2012 | AAP | 10,000 | Direct | COM | $15.58 | $155,800.00 | 59,033 |
| LKQ | 09/18/2012 | AAP | 10,000 | Indirect | COM | $18.90 | $189,025.00 | 479,472 |
| LKQ | 06/22/2012 | AAP | 5,000 | Indirect | COM | $35.38 | $176,900.00 | 235,000 |
| LKQ | 05/21/2012 | AAP | 5,000 | Indirect | COM | $34.22 | $171,100.00 | 230,000 |
| GBDC | 05/18/2012 | AAP | 5,000 | Direct | COM | $14.43 | $72,150.00 | 46,998 |
| GBDC | 01/31/2012 | AAP | 15,000 | Direct | COM | $15.35 | $230,250.00 | 41,093 |
| GBDC | 03/31/2011 | AAP | 25,000 | Direct | COM | $15.75 | $393,750.00 | 25,000 |
| GBDC | 04/20/2010 | AAP | 64,516 | Indirect | COM | $14.50 | $935,482.00 | 64,516 |
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Transaction Type Key First letter: A = Acquired, D = Disposed Second letter: A = Grant, award or other acquisition pursuant to Rule 16b-3(d) C = Conversion of derivative security | D = Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | E = Expiration of short derivative position | F = Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. | G = Gift | H = Expiration (or cancellation) of long derivative position with value received | I = Discretionary transaction in accordance with Rule 16b-3(f) | J = Other | L = Small acquisition under Rule 16a-6 | M = Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | O = Exercise of out-of-the-money derivative security | P = Open market or private purchase | S = Open market or private sale | U = Disposition pursuant to a tender of shares in a change of control transaction | W = Acquisition or disposition by will or the laws of descent and distribution | X = Exercise of in-the-money or at-the-money derivative security | Z = Deposit into or withdrawal from voting trust |
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