Insider: FISCHER GARY L VICE PRESIDENT, CFO & CORP SEC - AXT INC
| Company Holdings |
| Direct | Indirect Ownership | Total | |
| Shares | 279,020 | 0 | 279,020 |
| Value | $1,342,086.20 | $0.00 | $1,342,086.20 |
Trans. Date |
Trans. Type |
Shares |
Ownership Type |
Issue Type |
Price |
Trans. Value |
Total Shares Owned |
|---|---|---|---|---|---|---|---|
| 08/01/2022 | DDS | 40,000 | Direct | COM | $9.19 | $367,600.00 | 279,020 |
| 07/29/2022 | DDS | 60,000 | Direct | COM | $8.25 | $495,000.00 | 319,020 |
| 04/05/2021 | DDS | 10,000 | Direct | COM | $12.52 | $125,200.00 | 318,495 |
| 11/12/2020 | DDS | 10,000 | Direct | COM | $7.14 | $71,400.00 | 330,495 |
| 11/11/2020 | DDS | 10,000 | Direct | COM | $7.04 | $70,400.00 | 330,495 |
| 11/09/2020 | DDS | 10,000 | Direct | COM | $6.84 | $68,400.00 | 340,495 |
| 11/09/2020 | DDS | 10,000 | Direct | COM | $6.89 | $68,900.00 | 330,495 |
| 10/05/2020 | DDS | 7,562 | Direct | COM | $6.54 | $49,455.48 | 200,459 |
| 10/05/2020 | DDS | 3,946 | Direct | COM | $6.54 | $25,806.84 | 200,459 |
| 10/05/2020 | DDS | 8,392 | Direct | COM | $6.67 | $55,974.64 | 200,459 |
| 10/02/2020 | DDS | 19,870 | Direct | COM | $6.44 | $127,962.80 | 200,459 |
| 10/02/2020 | DDS | 100 | Direct | COM | $6.54 | $654.00 | 200,459 |
| 10/01/2020 | DDS | 130 | Direct | COM | $6.44 | $837.20 | 200,459 |
| 09/29/2020 | DDS | 6,584 | Direct | COM | $6.34 | $41,742.56 | 233,875 |
| 09/29/2020 | DDS | 20,000 | Direct | COM | $6.25 | $125,000.00 | 213,875 |
| 09/29/2020 | DDS | 13,416 | Direct | COM | $6.34 | $85,057.44 | 200,459 |
| 11/16/2017 | DDS | 20,000 | Direct | COM | $9.16 | $183,200.00 | 64,515 |
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Transaction Type Key First letter: A = Acquired, D = Disposed Second letter: A = Grant, award or other acquisition pursuant to Rule 16b-3(d) C = Conversion of derivative security | D = Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | E = Expiration of short derivative position | F = Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. | G = Gift | H = Expiration (or cancellation) of long derivative position with value received | I = Discretionary transaction in accordance with Rule 16b-3(f) | J = Other | L = Small acquisition under Rule 16a-6 | M = Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | O = Exercise of out-of-the-money derivative security | P = Open market or private purchase | S = Open market or private sale | U = Disposition pursuant to a tender of shares in a change of control transaction | W = Acquisition or disposition by will or the laws of descent and distribution | X = Exercise of in-the-money or at-the-money derivative security | Z = Deposit into or withdrawal from voting trust |
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