QUODD

Insider: WADDELL FREDERICK H

Company Holdings	All	IBM	NTRS	ABBV

Company Holdings

All

IBM

NTRS

ABBV

	Direct	Indirect Ownership	Total
Shares	203,519	75,827	279,346
Value	$26,912,646.22	$10,526,827.04	$37,439,473.26

Ticker	Trans. Date	Trans. Type	Shares	Ownership Type	Issue Type	Price	Trans. Value	Total Shares Owned
IBM	10/28/2020	AAP	1,000	Indirect	COM	$107.50	$107,495.80	3,763
IBM	11/01/2018	AAP	454	Indirect	COM	$115.98	$52,654.92	1,064
IBM	11/01/2018	AAP	1,699	Indirect	COM	$115.99	$197,067.01	2,763
IBM	01/31/2018	AAP	610	Indirect	COM	$163.38	$99,659.12	610
NTRS	11/29/2017	DDS	11,578	Direct	COM	$98.58	$1,141,359.24	201,519
NTRS	11/29/2017	DDS	33,080	Direct	COM	$97.73	$3,232,908.40	213,097
NTRS	10/18/2017	DDS	141,720	Direct	COM	$95.52	$13,537,094.40	237,763
NTRS	10/18/2017	DDS	36,244	Direct	COM	$96.10	$3,483,048.40	201,519
NTRS	09/27/2017	DDS	100,000	Direct	COM	$92.00	$9,200,000.00	201,519
NTRS	05/05/2017	DDS	205,923	Direct	COM	$90.46	$18,627,794.58	201,519
NTRS	11/15/2016	DDS	69,645	Direct	COM	$81.21	$5,655,870.45	342,914
NTRS	11/15/2016	DDS	50,387	Direct	COM	$82.80	$4,172,043.60	212,559
NTRS	11/15/2016	DDS	79,968	Direct	COM	$82.16	$6,570,170.88	262,946
NTRS	11/09/2016	DDS	100	Direct	COM	$74.32	$7,432.00	265,566
NTRS	11/09/2016	DDS	53,007	Direct	COM	$75.20	$3,986,126.40	212,559
NTRS	11/08/2016	DDS	38,939	Direct	COM	$74.13	$2,886,548.07	212,559
NTRS	11/07/2016	DDS	103,214	Direct	COM	$73.31	$7,566,618.34	212,559
NTRS	11/03/2016	DDS	1,900	Direct	COM	$73.01	$138,719.00	212,559
NTRS	09/08/2016	DDS	160,367	Direct	COM	$69.81	$11,195,220.27	212,559
NTRS	09/08/2015	DDS	21,305	Indirect	COM	$70.44	$1,500,709.29	72,064
NTRS	06/11/2015	DDS	21,710	Direct	COM	$77.55	$1,683,660.43	197,434
NTRS	06/10/2015	DDS	13,395	Direct	COM	$77.50	$1,038,117.86	197,434
NTRS	05/05/2015	DDS	20,000	Direct	COM	$75.00	$1,500,000.00	197,434
NTRS	03/17/2015	DDS	10,000	Direct	COM	$72.00	$720,000.00	197,434
NTRS	09/17/2014	DDS	23,147	Indirect	COM	$70.03	$1,620,896.45	74,893

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Trans. Date	Trans. Type	Shares	Ownership Type	Issue Type	Price	Trans. Value	Total Shares Owned
10/28/2020	AAP	1,000	Indirect	COM	$107.50	$107,495.80	3,763
11/01/2018	AAP	454	Indirect	COM	$115.98	$52,654.92	1,064
11/01/2018	AAP	1,699	Indirect	COM	$115.99	$197,067.01	2,763
01/31/2018	AAP	610	Indirect	COM	$163.38	$99,659.12	610

Trans. Date	Trans. Type	Shares	Ownership Type	Issue Type	Price	Trans. Value	Total Shares Owned
11/29/2017	DDS	11,578	Direct	COM	$98.58	$1,141,359.24	201,519
11/29/2017	DDS	33,080	Direct	COM	$97.73	$3,232,908.40	213,097
10/18/2017	DDS	141,720	Direct	COM	$95.52	$13,537,094.40	237,763
10/18/2017	DDS	36,244	Direct	COM	$96.10	$3,483,048.40	201,519
09/27/2017	DDS	100,000	Direct	COM	$92.00	$9,200,000.00	201,519
05/05/2017	DDS	205,923	Direct	COM	$90.46	$18,627,794.58	201,519
11/15/2016	DDS	69,645	Direct	COM	$81.21	$5,655,870.45	342,914
11/15/2016	DDS	50,387	Direct	COM	$82.80	$4,172,043.60	212,559
11/15/2016	DDS	79,968	Direct	COM	$82.16	$6,570,170.88	262,946
11/09/2016	DDS	100	Direct	COM	$74.32	$7,432.00	265,566
11/09/2016	DDS	53,007	Direct	COM	$75.20	$3,986,126.40	212,559
11/08/2016	DDS	38,939	Direct	COM	$74.13	$2,886,548.07	212,559
11/07/2016	DDS	103,214	Direct	COM	$73.31	$7,566,618.34	212,559
11/03/2016	DDS	1,900	Direct	COM	$73.01	$138,719.00	212,559
09/08/2016	DDS	160,367	Direct	COM	$69.81	$11,195,220.27	212,559
09/08/2015	DDS	21,305	Indirect	COM	$70.44	$1,500,709.29	72,064
06/11/2015	DDS	21,710	Direct	COM	$77.55	$1,683,660.43	197,434
06/10/2015	DDS	13,395	Direct	COM	$77.50	$1,038,117.86	197,434
05/05/2015	DDS	20,000	Direct	COM	$75.00	$1,500,000.00	197,434
03/17/2015	DDS	10,000	Direct	COM	$72.00	$720,000.00	197,434
09/17/2014	DDS	23,147	Indirect	COM	$70.03	$1,620,896.45	74,893
07/29/2014	DDS	21,991	Indirect	COM	$67.50	$1,484,392.50	71,279
07/03/2014	DDS	22,385	Indirect	COM	$65.00	$1,455,025.00	73,396
01/24/2014	DDS	75,000	Indirect	COM	$61.66	$4,624,567.50	69,976
05/15/2013	DDS	30,000	Indirect	COM	$57.02	$1,710,618.00	56,452

Trans. Date	Trans. Type	Shares	Ownership Type	Issue Type	Price	Trans. Value	Total Shares Owned
02/04/2013	AAP	2,000	Direct	COM	$37.05	$74,091.20	2,000

Transaction Type Key
First letter: A = Acquired, D = Disposed
Second letter:
A = Grant, award or other acquisition pursuant to Rule 16b-3(d) C = Conversion of derivative security | D = Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | E = Expiration of short derivative position | F = Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. | G = Gift | H = Expiration (or cancellation) of long derivative position with value received | I = Discretionary transaction in accordance with Rule 16b-3(f) | J = Other | L = Small acquisition under Rule 16a-6 | M = Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | O = Exercise of out-of-the-money derivative security | P = Open market or private purchase | S = Open market or private sale | U = Disposition pursuant to a tender of shares in a change of control transaction | W = Acquisition or disposition by will or the laws of descent and distribution | X = Exercise of in-the-money or at-the-money derivative security | Z = Deposit into or withdrawal from voting trust

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