Insider: YOUNG MORRIS S CHAIRMAN AND CEO - AXT INC
| Company Holdings |
| Direct | Indirect Ownership | Total | |
| Shares | 2,449,490 | 0 | 2,449,490 |
| Value | $11,782,046.90 | $0.00 | $11,782,046.90 |
Trans. Date |
Trans. Type |
Shares |
Ownership Type |
Issue Type |
Price |
Trans. Value |
Total Shares Owned |
|---|---|---|---|---|---|---|---|
| 02/25/2025 | AAP | 30,000 | Direct | COM | $1.36 | $40,929.00 | 2,449,490 |
| 08/06/2021 | DDS | 11,561 | Direct | COM | $9.75 | $112,719.75 | 1,711,390 |
| 08/05/2021 | DDS | 28,439 | Direct | COM | $9.65 | $274,436.35 | 1,722,951 |
| 07/06/2021 | DDS | 40,000 | Direct | COM | $10.49 | $419,600.00 | 1,751,390 |
| 06/07/2021 | DDS | 40,000 | Direct | COM | $10.48 | $419,200.00 | 1,650,589 |
| 05/07/2021 | DDS | 9,275 | Direct | COM | $9.77 | $90,616.75 | 1,690,589 |
| 05/05/2021 | DDS | 30,275 | Direct | COM | $9.64 | $291,851.00 | 1,699,864 |
| 04/06/2021 | DDS | 40,000 | Direct | COM | $12.25 | $490,000.00 | 1,730,589 |
| 03/05/2021 | DDS | 40,000 | Direct | COM | $10.97 | $438,800.00 | 1,680,589 |
| 02/05/2021 | DDS | 37,000 | Direct | COM | $11.21 | $414,770.00 | 1,715,589 |
| 01/05/2021 | DDS | 37,000 | Direct | COM | $10.01 | $370,370.00 | 1,752,589 |
| 12/07/2020 | DDS | 37,000 | Direct | COM | $9.76 | $361,120.00 | 1,789,589 |
| 11/16/2020 | DDS | 12,000 | Direct | COM | $8.25 | $99,000.00 | 1,836,589 |
| 11/12/2020 | DDS | 10,000 | Direct | COM | $7.70 | $77,000.00 | 1,848,589 |
| 11/11/2020 | DDS | 10,000 | Direct | COM | $7.00 | $70,000.00 | 1,858,589 |
| 11/05/2020 | DDS | 5,000 | Direct | COM | $6.00 | $30,000.00 | 1,793,169 |
| 10/05/2020 | DDS | 5,000 | Direct | COM | $6.40 | $32,000.00 | 1,798,169 |
| 09/16/2020 | DDS | 5,000 | Direct | COM | $6.01 | $30,050.00 | 1,803,169 |
| 08/26/2020 | DDS | 5,000 | Direct | COM | $6.00 | $30,000.00 | 1,724,019 |
| 11/20/2017 | DDS | 30,000 | Direct | COM | $9.76 | $292,800.00 | 1,181,970 |
| 07/31/2017 | DDS | 47,896 | Direct | COM | $8.54 | $409,031.84 | 1,165,304 |
| 07/31/2017 | DDS | 45,000 | Direct | COM | $8.53 | $383,850.00 | 1,120,304 |
| 11/30/2016 | DDS | 10,710 | Direct | COM | $5.05 | $54,085.50 | 1,080,304 |
| 11/29/2016 | DDS | 700 | Direct | COM | $5.10 | $3,570.00 | 1,091,014 |
| 11/28/2016 | DDS | 34,556 | Direct | COM | $5.13 | $177,272.28 | 1,104,948 |
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Transaction Type Key First letter: A = Acquired, D = Disposed Second letter: A = Grant, award or other acquisition pursuant to Rule 16b-3(d) C = Conversion of derivative security | D = Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | E = Expiration of short derivative position | F = Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. | G = Gift | H = Expiration (or cancellation) of long derivative position with value received | I = Discretionary transaction in accordance with Rule 16b-3(f) | J = Other | L = Small acquisition under Rule 16a-6 | M = Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | O = Exercise of out-of-the-money derivative security | P = Open market or private purchase | S = Open market or private sale | U = Disposition pursuant to a tender of shares in a change of control transaction | W = Acquisition or disposition by will or the laws of descent and distribution | X = Exercise of in-the-money or at-the-money derivative security | Z = Deposit into or withdrawal from voting trust |
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