| Company Holdings | All | GLOO | CSWC |
| Direct | Indirect Ownership | Total | |
| Shares | 289,004 | 39,000 | 328,004 |
| Value | $2,210,019.48 | $872,430.00 | $3,082,449.48 |
Ticker |
Trans. Date |
Trans. Type |
Shares |
Ownership Type |
Issue Type |
Price |
Trans. Value |
Total Shares Owned |
|---|---|---|---|---|---|---|---|---|
| GLOO | 11/20/2025 | AAP | 250,000 | Direct | COM | $8.00 | $2,000,000.00 | 250,000 |
| CSWC | 03/18/2020 | AAP | 39,000 | Indirect | COM | $8.84 | $344,619.60 | 39,000 |
| CSWC | 03/18/2020 | AAP | 15,500 | Direct | COM | $8.84 | $136,964.20 | 39,004 |
| CSWC | 12/26/2018 | AAP | 3,504 | Direct | COM | $18.78 | $65,805.12 | 23,504 |
| CSWC | 12/24/2018 | AAP | 2,900 | Direct | COM | $18.16 | $52,664.00 | 20,000 |
| CSWC | 09/15/2016 | AAP | 5,400 | Direct | COM | $14.90 | $80,460.00 | 17,100 |
| CSWC | 09/14/2016 | AAP | 900 | Direct | COM | $14.90 | $13,410.00 | 11,700 |
| CSWC | 09/13/2016 | AAP | 2,700 | Direct | COM | $14.90 | $40,230.00 | 10,800 |
| CSWC | 09/09/2016 | AAP | 2,600 | Direct | COM | $14.89 | $38,714.00 | 8,600 |
| CSWC | 09/08/2016 | AAP | 1,500 | Direct | COM | $14.84 | $22,260.00 | 5,500 |
| CSWC | 09/07/2016 | AAP | 1,900 | Direct | COM | $14.78 | $28,082.00 | 4,000 |
| CSWC | 05/15/2015 | AAP | 2,100 | Direct | COM | $51.43 | $108,009.30 | 2,100 |
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Transaction Type Key First letter: A = Acquired, D = Disposed Second letter: A = Grant, award or other acquisition pursuant to Rule 16b-3(d) C = Conversion of derivative security | D = Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | E = Expiration of short derivative position | F = Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. | G = Gift | H = Expiration (or cancellation) of long derivative position with value received | I = Discretionary transaction in accordance with Rule 16b-3(f) | J = Other | L = Small acquisition under Rule 16a-6 | M = Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | O = Exercise of out-of-the-money derivative security | P = Open market or private purchase | S = Open market or private sale | U = Disposition pursuant to a tender of shares in a change of control transaction | W = Acquisition or disposition by will or the laws of descent and distribution | X = Exercise of in-the-money or at-the-money derivative security | Z = Deposit into or withdrawal from voting trust |
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